Treasury can no longer tiptoe around tax - action needed now
New OECD 2020 regulations / guidance on Financial Transfer Pricing demand new levels of documentation and focus
MIFID
Broadridge completes acquisition of FundsLibrary
The firm says the acquisition will help asset managers meet UK and EU regulatory requirements.
Red Deer and Cappitech partner on MiFID II reporting
The two companies are also targeting best-execution monitoring and MAR compliance.
With a new regulatory alert issued every 7 minutes, how do I ensure compliance?
Answer has be some form of automated third party regulatory intelligence plus inhouse solutions