MIFID

Operations

Treasury can no longer tiptoe around tax - action needed now

one year ago by Bas Rebel , Independent Treasury Consultant, BRFC
by Mike Foye , Director Global Treasury Operations, Mondelez International
by Gerben Weistra , Partner Transfer Pricing, ECTACON

New OECD 2020 regulations / guidance on Financial Transfer Pricing demand new levels of documentation and focus

Investing

Broadridge completes acquisition of FundsLibrary

2 years ago by Ben Poole

The firm says the acquisition will help asset managers meet UK and EU regulatory requirements.

Regulation & Tax

Red Deer and Cappitech partner on MiFID II reporting

2 years ago by Ben Poole

The two companies are also targeting best-execution monitoring and MAR compliance.

Basel II, III, IV

With a new regulatory alert issued every 7 minutes, how do I ensure compliance?

3 years ago by Jack Large

Answer has be some form of automated third party regulatory intelligence plus inhouse solutions